1.3 Contents of Ethics ●Reading 1 Code of Ethics and Standards of Professional Conduct ●Reading 2 Guidance for Standards I-VIICFA考试中分数最多的一个reading ●Reading 3 Application of the Code and Standards: Level II
02 Code and Standards 2.1 The Code of Ethics Members and Candidates must: ●Act with integrity, competence, diligence, respect, and in an ethical manner with the public, clients, prospective clients, employers, employees, colleagues in the investment profession, and other participants in the global capital markets. ●坚持正直，胜任，勤勉，尊敬的做事原则，以合乎职业道德的方式对待公众，客户，潜在客户，雇主，雇员，同事，以及其他全球资本市场的参与者。 Ican do right everyday. ●Place the integrity of the investment profession and the interests of clients above their own personal interests. ●将投资行业的诚信和客户利益置于个人利益之上。 ●Use reasonable care and exercise independent professional judgment when conducting investment analysis, making investment recommendations, taking investment actions, and engaging in other professional activities. ●进行投资分析，提供投资建议，采取投资或其他专业活动时，应保持合理的谨慎，做出独立的专业判断。 ●Practice and encourage others to practice in a professional and ethical manner that will reflect credit on themselves and the profession. ●履行并鼓励其他人履行职业道德规范，彰显其自身和行业的信誉。 ●Promote the integrity and viability of the global markets for the ultimate benefit of society. ●提升全球资本市场诚信和活力，实现社会终极利益。 ●Maintain and improve their professional competence and strive to maintain and improve the competence of other investment professionals. ●保持并提高专业胜任能力，努力保持和提高其他投资行业专业人士的胜任能力。
2.2 Standards of Professional Conduct ●I. Professionalism ●II. Integrity of Capital Markets ●III. Duties to Clients ●IV. Duties to Employers ●V. Investment Analysis, Recommendations, and Actions ●VI. Conflicts of Interests ●VII. Responsibilities as a CFA Institute Member or CFA Candidate
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